Quality execution on customer orders

Our continuous investment in technology provides our clients with the following: superior execution through access to multiple execution platforms, access to all major exchanges, relationships with floor brokers, access to all electronic markets centers (including arca), institutional trading desk, fixed income desk to access corporate, government and municipal issues, and we make markets in NASDAQ and OTC issues.

Quality Research

Access to the best independent research for our financial advisors and their clients from JP Morgan, Bloomberg, Moody's, Lipper, Best Independent Research, LLC, and Argus Research.

Asset Management

Aegis Capital Corp. will customize your asset management needs including: Direct participation in mutual funds, ETFs, hedge funds, managed accounts, and wrap products.

Aegis Capital will customize your borrowing needs.

Hedged-Stock loans and securities-backed Financing Services. We can connect you to a leading US loan faciliator

Investment Banking

Initial Public Offering (IPO); Secondary Public Offering (Equities and Fixed income); Private Placements; Advisory Services for companies public and private

Securities-Backed Lending

Memberships and Affiliations : We are a member firm of FINRA since 1984, SIPC, NQX, and ARCA

Trades are cleared on a fully disclosed basis and assets are held at:

Penson Financial Services, Inc.

JP Morgan.